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Free course template · Global

Investment advice: Client risk profiling and suitability

A ready-made course, live deck and two surveys for private bankers. AhaSlides tracks progress, completion and scores for you. 40 minutes, 6 lessons. Last reviewed 21 October 2026; not legal advice.

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Course outline at a glance

  • A first meeting
  • What suitable means
  • Checklist
  • Flashcards
  • Quiz

  • Four things to learn
  • Order the conversation
  • Profile to portfolio
  • Tabs
  • Sorting activity
  • Flashcards
  • Matching quiz

  • A decision routine
  • Is this suitable?
  • Process
  • Sorting activity
  • Checklist
  • Quiz

  • Scenario
  • Scenario
  • Complex products
  • Scenario
  • Quiz
  • Matching quiz
  • Sorting activity

  • Fees and risk in plain words
  • What a good record looks like
  • Who to tell
  • Accordion
  • Tabs
  • Checklist
  • Process
  • Scenario
  • Quiz

  • Completion
  • Quiz

Try some questions from the course

Question 1 of 3

Where does a suitability decision begin?

 

Suitability starts with the client's circumstances, not with a product.

Lesson 1, Why suitability matters, teaches this. See the outline

Question 2 of 3

Your client's profile was last updated three years ago. What do you do before recommending anything?

 

Circumstances change. A suitability check needs a current picture of the client.

Lesson 3, Testing suitability, teaches this. See the outline

Question 3 of 3

A product is heavily promoted this quarter. What decides whether you recommend it to a client?

 

Promotion has no bearing on suitability. Each recommendation must fit the client.

Lesson 4, Grey areas, teaches this. See the outline

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Learners earn a certificate

Your organisation

Certificate of completion

This certifies that

Alex Morgan

has completed

Investment advice: Client risk profiling and suitability

Completed on12 October 2026
Sample certificate with a placeholder learner name.

Style 1 of 6: Slate mono

Everyone who finishes gets a certificate with their name, the course title and the completion date. Add your own logo, colours and signer.

Three pieces that work together

Learners prepare on their own, you answer questions live, and the surveys tell you what stuck. 11 fields to fill in with your own policy, contacts and locations; each one is highlighted inside the course.

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The Investment advice: Client risk profiling and suitability course as a learner first sees it

Completion is tracked for you

Learners sign in to take the course, so every start, finish and score is recorded in AhaSlides. No spreadsheet to keep.

  • Who has finished

    See who has not started, who is in progress and who has completed the course.

  • Every score

    Each learner's answers to the quizzes and activities in the course.

  • What landed

    Survey results show what people took away, and the 30-day check-in shows whether they use it.

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6 lessons, about 40 minutes

What learners can do at the end of each lesson. Minutes are an estimate.

  • Lesson 1: Why suitability matters · 7 min

    Before you begin · A first meeting · What suitable means

  • Lesson 2: Know your client and their risk profile · 7 min

    Four things to learn · Order the conversation · Profile to portfolio

  • Lesson 3: Testing suitability · 7 min

    A decision routine · Is this suitable? · Check

  • Lesson 4: Grey areas · 7 min

    Scenario · Scenario · Complex products

  • Lesson 5: Explain, record and speak up · 7 min

    Fees and risk in plain words · What a good record looks like · Who to tell

  • Lesson 6: Final assessment · 5 min

    Practice · Completion

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Often taught together

Courses teams often run alongside this one.

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Common questions

Yes. The course, the live deck and both surveys are free. Claiming the template into your AhaSlides account is free too.

Yes. The course is self-paced and online, and the live deck lets you add a live session in the room or online.

At onboarding for advisory roles, and yearly or when the product range changes.

Private bankers, relationship managers, financial planners and fund-distribution and client-service staff; run by the wealth-management learning team or compliance owner.

Record completion in your own LMS or record system, so you can show who finished the course and when.

Yes, everything. Change the wording, swap scenarios for ones from your workplace, add your logo, or remove parts that don't apply.

Your own details, each highlighted inside the course:
  • Compliance contact
  • Policy link
  • Speak up route
  • Jurisdiction and regulator
  • Approved product list
  • Suitability process link
  • LMS or record system
  • Course URL
  • Live session URL
Then edit anything else you like: wording, scenarios, your logo.
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Ready to run it?

Free. Copy the course, live deck and both surveys into your AhaSlides account in one click.

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