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Free course template · Global

Banking conduct, regulation and prudential risk essentials

A ready-made course, live deck and two surveys for compliance and risk champions. AhaSlides tracks progress, completion and scores for you. 40 minutes, 6 lessons. Last reviewed 21 October 2026; not legal advice.

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The Banking conduct, regulation and prudential risk essentials course as a learner first sees it (1 of 3)The lesson list of the Banking conduct, regulation and prudential risk essentials course (2 of 3)A question from the Banking conduct, regulation and prudential risk essentials feedback survey (3 of 3)

Three pieces that work together

Learners prepare on their own, you answer questions live, and the surveys tell you what stuck. 9 fields to fill in with your own policy, contacts and locations; each one is highlighted inside the course.

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The Banking conduct, regulation and prudential risk essentials course as a learner first sees it

Completion is tracked for you

Learners sign in to take the course, so every start, finish and score is recorded in AhaSlides. No spreadsheet to keep.

  • Who has finished

    See who has not started, who is in progress and who has completed the course.

  • Every score

    Each learner's answers to the quizzes and activities in the course.

  • What landed

    Survey results show what people took away, and the 30-day check-in shows whether they use it.

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6 lessons, about 40 minutes

What learners can do at the end of each lesson. Minutes are an estimate.

  • Lesson 1: Why conduct and risk matter · 7 min

    Before you begin · A process change · Three kinds of risk

  • Lesson 2: The framework and fair treatment · 7 min

    Who supervises what · Fair treatment in five habits · Check

  • Lesson 3: Operational, market and liquidity risk · 7 min

    Operational risk categories · Sort the events · Market and liquidity in plain words

  • Lesson 4: Grey areas: which rule applies? · 7 min

    Scenario · Scenario · Which rule applies?

  • Lesson 5: Report, speak up and apply · 7 min

    Report early · Blame-free reporting · Scenario

  • Lesson 6: Final assessment · 5 min

    Practice · Completion

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Often taught together

Courses teams often run alongside this one.

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Common questions

Yes. The course, the live deck and both surveys are free. Claiming the template into your AhaSlides account is free too.

The course itself is self-paced and online, and the live deck lets you add a live session. Whether online delivery meets your local rules depends on the law that applies to you, so check the rules that apply to you or ask your own counsel.

At onboarding for risk and finance roles, and yearly for risk champions.

Compliance and risk champions, first-line managers and new joiners in risk and finance functions; run by the learning or compliance owner.

Record completion in your own LMS or record system, so you can show who finished the course and when. Check the retention period that applies to you in the rules that apply to you.

Yes, everything. Change the wording, swap scenarios for ones from your workplace, add your logo, or remove parts that don't apply. Keep anything your own law requires you to cover.

Your own details, each highlighted inside the course:
  • Compliance contact
  • Policy link
  • Speak up route
  • Jurisdiction and regulator
  • LMS or record system
  • Course URL
  • Live session URL
Then edit anything else you like: wording, scenarios, your logo.
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Ready to run it?

Free. Copy the course, live deck and both surveys into your AhaSlides account in one click.

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