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Ethics & Compliance Training templates

34 ready-made templates in Ethics & Compliance Training, including Anti-money laundering & Bank Secrecy Act, OFAC sanctions compliance, Know your customer / customer identification program. Each one comes with a self-paced course, a live session deck and two surveys.

34 templates · Templates are a starting point, not legal advice

Templates

  • US federalRequired by law

    Ethics & Compliance Training

    Anti-money laundering & Bank Secrecy Act

    Bank and credit union frontline staff

    Covers:
    • Explain the three stages of money laundering
    • Describe the BSA program pillars and your role in them
    • Apply the Currency Transaction Report rule

    Last reviewed Oct 2026Legal basis: Bank Secrecy Act (31 U.S.C. 5311 et seq.)

    By AhaSlides Official

    50 minCourse · Live deck · 2 surveys

  • US federalRequired by law

    Ethics & Compliance Training

    OFAC sanctions compliance

    Payments ops

    Covers:
    • Explain what OFAC sanctions are and why strict liability applies
    • Distinguish list-based
    • Identify sanctions red flags including evasion and transshipment

    Last reviewed Oct 2026Legal basis: IEEPA (50 U.S.C. 1701 et seq.), TWEA

    By AhaSlides Official

    40 minCourse · Live deck · 2 surveys

  • US federalRequired by law

    Ethics & Compliance Training

    Know your customer / customer identification program

    New-accounts staff

    Covers:
    • Explain how KYC protects the bank and customers from fraud
    • Collect the four minimum CIP data points
    • Identify and verify beneficial owners

    Last reviewed Oct 2026Legal basis: 31 CFR 1020.220 (bank CIP), 1010.230

    By AhaSlides Official

    40 minCourse · Live deck · 2 surveys

  • US federalRequired by law

    Ethics & Compliance Training

    Anti-bribery & corruption (FCPA)

    Sales

    Covers:
    • Explain why bribery harms the company and you personally
    • Describe the anti-bribery and accounting provisions
    • Apply a decision framework to gifts, travel and hospitality

    Last reviewed Oct 2026Legal basis: Foreign Corrupt Practices Act

    By AhaSlides Official

    40 minCourse · Live deck · 2 surveys

  • US federalRequired by law

    Ethics & Compliance Training

    Insider trading & confidential information

    All employees

    Covers:
    • Explain why insider trading is illegal and how it's detected
    • Decide whether information is material and nonpublic
    • Apply blackout, pre-clearance and tipping rules

    Last reviewed Oct 2026Legal basis: Securities Exchange Act of 1934 s.10(b)

    By AhaSlides Official

    30 minCourse · Live deck · 2 surveys

  • US federalRequired by law

    Ethics & Compliance Training

    Identity theft Red Flags Rule

    Staff

    Covers:
    • Explain why the Red Flags Rule exists and who it covers
    • Identify the five categories of red flags
    • Detect red flags during account opening and servicing

    Last reviewed Oct 2026Legal basis: FACTA s.114

    By AhaSlides Official

    30 minCourse · Live deck · 2 surveys

  • US federalRequired by law

    Ethics & Compliance Training

    Consumer protection & UDAAP

    Customer-facing staff

    Covers:
    • Explain who enforces UDAAP/UDAP and why it matters
    • Apply the tests for unfair, deceptive and abusive
    • Classify everyday sales, marketing and servicing practices

    Last reviewed Oct 2026Legal basis: Dodd-Frank Act ss.1031 & 1036

    By AhaSlides Official

    35 minCourse · Live deck · 2 surveys

  • US federal

    Ethics & Compliance Training

    Code of conduct

    All employees

    Covers:
    • Explain why the Code exists and what it covers
    • Locate the key policies behind the Code
    • Apply a four-question decision test to ethical dilemmas

    Last reviewed Oct 2026

    By AhaSlides Official

    35 minCourse · Live deck · 2 surveys

  • US federal

    Ethics & Compliance Training

    Conflicts of interest

    All employees

    Covers:
    • Define actual, potential and perceived conflicts
    • Identify common conflict types
    • Apply "disclose, then decide" to grey-area situations

    Last reviewed Oct 2026

    By AhaSlides Official

    25 minCourse · Live deck · 2 surveys

  • US federalRequired by law

    Ethics & Compliance Training

    Records retention & internal controls (SOX)

    Finance

    Covers:
    • Explain why SOX exists and what 302 and 404 require
    • Describe key controls and the control owner's role
    • Apply the records retention schedule and legal holds

    Last reviewed Oct 2026Legal basis: Sarbanes-Oxley Act ss.302

    By AhaSlides Official

    35 minCourse · Live deck · 2 surveys

  • United KingdomRequired by law

    Ethics & Compliance Training

    UK: Bribery act 2010

    All staff and associated persons

    Covers:
    • Explain why bribery matters to us, the penalties
    • Describe the four offences and the "adequate procedures" defence
    • Use a decision framework for gifts, hospitality and payments

    Last reviewed Oct 2026Legal basis: Bribery Act 2010 ss.1 (bribing), 2

    By AhaSlides Official

    35 minCourse · Live deck · 2 surveys

  • United KingdomRequired by law

    Ethics & Compliance Training

    UK: Modern slavery awareness

    All UK staff

    Covers:
    • Define modern slavery and its forms under the Modern Slavery Act 2015
    • Recognise indicators in workplaces, supply chains and the community
    • Respond safely

    Last reviewed Oct 2026Legal basis: Modern Slavery Act 2015 s.1

    By AhaSlides Official

    30 minCourse · Live deck · 2 surveys

  • European UnionRequired by law

    Ethics & Compliance Training

    EU: Whistleblower protection

    All staff

    Covers:
    • Explain why speaking up matters and who the Directive protects
    • Identify what can be reported and when you're protected
    • Choose the right channel

    Last reviewed Oct 2026Legal basis: Directive (EU) 2019/1937

    By AhaSlides Official

    30 minCourse · Live deck · 2 surveys

  • Global

    Ethics & Compliance Training

    Cleaning validation for pharmaceutical production

    Production

    Covers:
    • Explain why cleaning validation exists
    • Say when validation or verification is needed
    • Choose equipment in scope, the worst-case product and a sampling method

    Last reviewed Oct 2026

    By Nerea Rubio

    35 minCourse · Live deck · 2 surveys

  • Global

    Ethics & Compliance Training

    Copyright, patents and IP at work

    All employees

    Covers:
    • Explain what copyright, patents and trade secrets protect
    • Tell which material needs permission, a licence or a citation
    • Separate lawful limited use

    Last reviewed Oct 2026

    By AhaSlides Official

    35 minCourse · Live deck · 2 surveys

  • Global

    Ethics & Compliance Training

    ESG basics for employees

    All staff and managers

    Covers:
    • Define ESG and explain why customers, investors and regulators care
    • Give examples for the environmental, social and governance pillars
    • Name the main greenhouse gases and explain the circular economy model

    Last reviewed Oct 2026

    By Nicole YL Lee and Guido Carvajal Ortega

    35 minCourse · Live deck · 2 surveys

  • Global

    Ethics & Compliance Training

    Energy management basics for employees

    Plant

    Covers:
    • Explain what ISO 50001:2018 is for and who it applies
    • Describe the plan-do-check-act cycle applied to energy performance
    • Explain the energy policy, energy review, baseline

    Last reviewed Oct 2026

    By Chalerm Jantawong

    35 minCourse · Live deck · 2 surveys

  • Global

    Ethics & Compliance Training

    Internal auditing for quality management

    Staff nominated as internal auditors for a quality management system

    Covers:
    • Describe the internal auditor role and the audit principles
    • Link the main clauses
    • Tell a conformity, an improvement opportunity

    Last reviewed Oct 2026

    By barbacoa 746

    35 minCourse · Live deck · 2 surveys

  • European Union

    Ethics & Compliance Training

    Manipulative design: Dark patterns and consumer law

    Product

    Covers:
    • Define a dark pattern and say why teams use it
    • Recognise fake urgency, scarcity, confirmshaming, roach motel
    • Explain where EU rules apply

    Last reviewed Oct 2026

    By Ajlin Hodzic

    35 minCourse · Live deck · 2 surveys

  • US federal

    Ethics & Compliance Training

    Professional ethics for behaviour and care technicians

    Registered behaviour technicians and care support staff

    Covers:
    • Explain honesty, accountability and scope-of-service duties
    • Recognise conflicts of interest, gifts and dual relationships
    • Protect client confidentiality in messages, notes and social media

    Last reviewed Oct 2026

    By Cher and Ariel Green Fisher

    40 minCourse · Live deck · 2 surveys

  • Global

    Ethics & Compliance Training

    Sustainable procurement for purchasing teams

    Public and private purchasing staff and budget holders

    Covers:
    • Define sustainable procurement and its economic, social
    • Explain value for money as whole-life cost, not lowest price
    • Add sustainability criteria to a purchase request or tender

    Last reviewed Oct 2026

    By jose claros

    35 minCourse · Live deck · 2 surveys

  • United Kingdom

    Ethics & Compliance Training

    Workplace recycling and waste separation duties

    Facilities

    Covers:
    • Name the main waste streams and what belongs in each
    • Sort common workplace items into the right bin
    • Handle a full bin, a contaminated bin or food left in a container

    Last reviewed Oct 2026

    By Faisal Jamil

    30 minCourse · Live deck · 2 surveys

  • Global

    Ethics & Compliance Training

    Audit principles and auditor integrity

    Internal auditors

    Covers:
    • Name the audit principles and say what each means in practice
    • Decide how to handle gifts, hospitality, time pressure
    • Report serious findings and gaps fairly and follow up corrective actions

    Last reviewed Oct 2026

    By prakash hegde

    35 minCourse · Live deck · 2 surveys

  • Global

    Ethics & Compliance Training

    Climate and net zero basics for employees

    All staff

    Covers:
    • Explain the main greenhouse gases
    • Recognise emission hotspots in daily work and operations
    • Choose between options with a carbon trade-off

    Last reviewed Oct 2026

    By Suja Pradeep

    35 minCourse · Live deck · 2 surveys

  • Global

    Ethics & Compliance Training

    Raising and handling nonconformities

    Quality

    Covers:
    • Define a nonconformity and give examples from process, product
    • Name the common sources that reveal a nonconformity
    • Describe the response

    Last reviewed Oct 2026

    By Natalia Diaz

    35 minCourse · Live deck · 2 surveys

  • United Kingdom

    Ethics & Compliance Training

    Law enforcement data protection

    Contractors

    Covers:
    • Say when Part 3 of the Data Protection Act 2018 applies
    • Name the six law enforcement data protection principles
    • Explain the rules for sensitive processing and the rights of individuals

    Last reviewed Nov 2026

    Adapted from UK Information Commissioner's Office (ICO)

    30 minCourse · Live deck · 2 surveys

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